Compliance OfficerCategory 1

City of Tshwane, Gauteng 7 March

Yazoo Recruitment

  • Description

    Category 1 Compliance Officer with relevant experience in the financial services industry (3-5 years), required to ensure implementation of relevant legislative regulations and to drive quality assurance for this short term insurance division.

    Minimum requirements:
    • Relevant Legal qualification and completing RE exams essential
    • Minimum 3-5 years’ corporate compliance experience required
    • Knowledge of FAIS, FICA and relevant legislation, regulations and rules required
    • Previous financial services industry experience required
    • Short term insurance experience preferred
    • Must be willing to travel between Johannesburg and Centurion
    • Must be bilingual (Afrikaans and English)

    • Maintain compliance framework – liaise with relevant stakeholders
    • Identify potential compliance breaches, investigate irregularities or areas of concern
    • Review, register and resolve complaints from clients
    • Maintain KI and Representative register
    • Ensure compliance records are up to date
    • Review and resolve Fit and Proper queries
    • Contract and Agreement administration
    • Monitor binder and outsourced agreements
    • Maintain compliance procedures and manuals
    • Conduct and report on branch audits
    If you are a SA citizen & your CV meets the above criteria, please send your CV immediately.
    Recognising that diversity is the key to excellence, our client especially encourages members of designated groups to apply.
    If you have not heard from us within a 2 week period, please deem your application as unsuccessful.

  • Requirements

  • Minumun level of education: Diploma /Bachelor's/ N6
  • Years of experience: 4
  • Language(s): English
  • Availability for travel: No
  • Availability for change of residence: No

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Ad summary

  • Compliance Officer

  • Recruiter

    Yazoo Recruitment

  • Province

    City of Tshwane, Gauteng

  • Work type

    Full Time

  • Type of contract

    Permanent contract

  • Apply now

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