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Legal and Compliance Manager

R 15.000,00 monthly City of Johannesburg, Gauteng 30 October

Blossompace Careers

  • Description

  • Requirements:
    Admitted attorney
    Demonstrable knowledge and understanding of FAIS having worked in a FAIS role would be preferable
    Knowledge of AML, NCA, and other high risk legislations affecting the banking environment required
    Report writing essential
    General compliance experience in a compliance role of 3 - 5 years
    Ability to review contracts and provide advice
    The successful incumbent will be responsible for, amongst others:
    Responsible for drafting the regulatory universe document and monitoring plan
    Facilitating the regulatory universe meeting with all relevant stakeholders
    Performing monitoring according to the monitoring plan
    Drafting reports culminating from the monitoring as well as the quarterly compliance report to the Senior management
    Liaising with departmental management on finding s and recommendations
    Maintain the noncompliance log
    Training business on new and existing regulations / legislations affecting the business
    Liaising with regulators to the extent necessary in execution of duties
    Reviewing of contracts/ documents for the business and drafting where necessary
    Provision of legal advice to the business when required
    Ensuring that the FAIS Annual Report is completed and submitted on time
    Working closely with HR and business on FAIS related queries

  • Number of vacancies: 1
  • Requirements

  • Minumun level of education: Diploma /Bachelor's/ N6
  • Years of experience: 3
  • Availability for travel: No
  • Availability for change of residence: No

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Ad summary

  • Legal and Compliance Manager

  • Recruiter

    Blossompace Careers

  • Province

    City of Johannesburg, Gauteng

  • Work type

    Full Time

  • Type of contract

    Permanent contract

  • Salary

    R 15.000,00 monthly

  • Apply now

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