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  • Description

  • Requirements:

    Admitted attorney

    Demonstrable knowledge and understanding of FAIS having worked in a FAIS role would be preferable

    Knowledge of AML, NCA, and other high risk legislations affecting the banking environment required

    Report writing essential

    General compliance experience in a compliance role of 3 - 5 years

    Ability to review contracts and provide advice


    The successful incumbent will be responsible for, amongst others:

    Responsible for drafting the regulatory universe document and monitoring plan

    Facilitating the regulatory universe meeting with all relevant stakeholders

    Performing monitoring according to the monitoring plan

    Drafting reports culminating from the monitoring as well as the quarterly compliance report to the Senior management

    Liaising with departmental management on finding s and recommendations

    Maintain the noncompliance log

    Training business on new and existing regulations / legislations affecting the business

    Liaising with regulators to the extent necessary in execution of duties

    Reviewing of contracts/ documents for the business and drafting where necessary

    Provision of legal advice to the business when required

    Ensuring that the FAIS Annual Report is completed and submitted on time

    Working closely with HR and business on FAIS related queries

  • Requirements

  • Minumun level of education: Diploma /Bachelor's/ N6
  • Years of experience: 3
  • Availability for travel: No
  • Availability for change of residence: No
  • People with disabilities: Yes

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Job summary

  • Legal and Compliance Manager

  • Gert Sibande, Mpumalanga

  • Company

    Companion Steps Recruiters
  • Type of contract

    Permanent contract

  • Work type

    Full Time

  • Salary

    R 18.000,00 monthly

  • Apply now